-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QntaB5idVTtQbRsfbSPBmWG27mJqNh+ovYaT2nGiMb4XxaOaE4kqzgcmrhnyzAGM SLuXROT6enJoS1p5FkedZg== 0000950123-02-005419.txt : 20020517 0000950123-02-005419.hdr.sgml : 20020517 20020517112853 ACCESSION NUMBER: 0000950123-02-005419 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020517 GROUP MEMBERS: LAZARD FRERES & CO LLC GROUP MEMBERS: LF STRATEGIC REALTY INVESTORS LP GROUP MEMBERS: PROMETHEUS WESTERN RETAIL LLC GROUP MEMBERS: PROMETHEUS WESTERN RETAIL TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTER TRUST INC CENTRAL INDEX KEY: 0000913292 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 954444963 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44904 FILM NUMBER: 02655824 BUSINESS ADDRESS: STREET 1: 3500 SEPULVEDA BLVD CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 BUSINESS PHONE: 3105464520 MAIL ADDRESS: STREET 1: 3500 SEPULVEDA BLVD CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 FORMER COMPANY: FORMER CONFORMED NAME: HAAGEN ALEXANDER PROPERTIES INC DATE OF NAME CHANGE: 19931012 FORMER COMPANY: FORMER CONFORMED NAME: CENTERTRUST RETAIL PROPERTIES INC DATE OF NAME CHANGE: 19980813 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAZARD FRERES REAL ESTATE INVESTORS LLC CENTRAL INDEX KEY: 0001042593 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: 63RD FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2126326000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: 63RD FL CITY: NEW YORK STATE: NY ZIP: 10020 SC 13D/A 1 y60915sc13da.txt AMENDMENT NO. 14 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 14 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 CENTER TRUST, INC. (formerly, Center Trust Retail Properties, Inc.; formerly Alexander Haagen Properties, Inc.) (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 40443E100 (CUSIP Number) Marjorie L. Reifenberg, Esq. Lazard Freres Real Estate Investors L.L.C. 30 Rockefeller Plaza New York, NY 10020 (212) 632-6000 with a copy to: Lance C. Balk, Esq. Kirkland & Ellis Citigroup Center 153 East 53rd Street New York, New York 10022 (212) 446-4950 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 10, 2002 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP NO. 40443E100 PAGE 2 OF 17 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prometheus Western Retail, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 15,666,666 -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 15,666,666 -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,666,666 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 56.24% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP NO. 40443E100 PAGE 3 OF 17 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prometheus Western Retail Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 15,666,666 -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 15,666,666 -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,666,666 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 56.24% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- CUSIP NO. 40443E100 PAGE 4 OF 17 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LF Strategic Realty Investors L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 15,666,666 -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 15,666,666 -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,666,666 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 56.24% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN (limited partnership) - -------------------------------------------------------------------------------- CUSIP NO. 40443E100 PAGE 5 OF 17 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lazard Freres Real Estate Investors, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 15,666,666 -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 15,666,666 -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,666,666 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 56.24% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- CUSIP NO. 40443E100 PAGE 6 OF 17 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lazard Freres & Co. LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 15,666,666 -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 15,666,666 -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,666,666 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 56.24% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- This Amendment No. 14 to Schedule 13D is filed by Prometheus Western Retail, LLC, a Delaware limited liability company ("Prometheus"), Prometheus Western Retail Trust, a Maryland real estate investment trust ("Trust"), LF Strategic Realty Investors L.P., a Delaware limited partnership ("LF Realty"), Lazard Freres Real Estate Investors L.L.C., a New York limited liability company ("LFREI"), and Lazard Freres & Co. LLC, a New York limited liability company ("Lazard", and together with Prometheus, Trust, LF Realty, and LFREI, the "Reporting Persons"). Capitalized terms used herein but not defined shall have the meaning ascribed thereto in the Schedule 13D dated June 10, 1997, as amended, filed by Prometheus and LF Realty (as amended, the "Initial Schedule 13D"). This Amendment No. 14 to Schedule 13D hereby amends and supplements the Initial Schedule 13D. All items not described herein remain as previously reported in the Initial Schedule 13D. Item 2. Identity and Background Item 2 is hereby amended and restated in its entirety as follows: (a) This Statement is filed by (i) Prometheus, a Delaware limited liability company, (ii) Trust, a Maryland real estate investment trust, (iii) LF Realty, a Delaware limited partnership, (iv) LFREI, a New York limited liability company and (v) Lazard, a New York limited liability company. (b) The principal business addresses of Prometheus, Trust, LF Realty and LFREI is c/o Lazard Freres Real Estate Investors L.L.C., 30 Rockefeller Plaza, New York, New York 10020. The principal business address of Lazard is 30 Rockefeller Plaza, New York, New York 10020. (c) and (f) Prometheus was formed to acquire and hold the Common Stock of the Issuer that was issued pursuant to the Stock Purchase Agreement, dated as of June 1, 1997 by and between the Issuer, Prometheus and LF Realty. Trust was formed by LF Realty on July 18, 1997 as a Maryland real estate investment trust to invest in and to acquire, hold, manage, administer, control and dispose of real property and related assets. Trust is the sole member of Prometheus. The name, business address, citizenship and principal occupation or employment of each of the executive officers and trustees of Trust are set forth in Schedule 1 hereto which is incorporated by reference herein. LF Realty is the sole common stockholder of Trust and is an investment partnership formed to invest in companies owning and/or operating real estate assets. LFREI is the general partner of LF Realty. LFREI's activities consist principally of acting as general partner of several real estate investment partnerships that are affiliated with Lazard. LFREI's investment decisions must be approved by its investment committee. The name, business address, principal occupation or employment and citizenship of each of the executive officers of LFREI and each of the members of the Investment Committee of LFREI are set forth in Schedule 2 which is incorporated by reference herein. LFREI disclaims any beneficial ownership it may be deemed to have of any of the shares of Common Stock. Lazard is the managing member of LFREI. Lazard's activities consist principally of financial advisory services. On a day-to-day basis, Lazard is run by a management committee. The name, business address, principal occupation or employment, and citizenship of each of the members of the management committee of Lazard are set forth in Schedule 3 which is incorporated by reference herein. Lazard disclaims any beneficial ownership it may be deemed to have of any of the shares of Common Stock. Lazard is wholly owned by Lazard LLC, a Delaware limited liability company ("LLLC"), and therefore LLLC may be viewed as controlling Lazard. LLLC is a holding company. The Lazard Board of LLLC controls LLLC. The name, business address, principal occupation or employment and citizenship of each of the members of the Lazard Board of Lazard LLC are set forth in Schedule 4 hereto which is incorporated by reference herein. The principal business office of LLLC is 3711 Kennett Pike, Suite 120, P.O. Box 4649, Greenville, Delaware 19807-4649. Lazard, on behalf of LLLC, disclaims any beneficial ownership LLLC may be deemed to have of any of the shares of Common Stock. (d) and (e). During the last five years, to the best knowledge of the Reporting Persons, none of the persons listed on Schedules 1 through 4 of this Amendment No. 14 to Schedule 13D: (i) has been convicted in a 7 criminal proceeding (excluding traffic violations or similar misdemeanors) nor (ii) has been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction, and is or was, as a result of such proceeding, subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer As previously reported in the Initial Schedule 13D, LFREI, LF Realty, Prometheus and the Issuer entered into a stockholders agreement dated as of June 1, 1997, as amended, (the "Stockholders Agreement"). In accordance with Section 5.1(b) of the Stockholders Agreement, Prometheus gave the Issuer notice (the "Termination Notice") that Prometheus elects that a Standstill Extension Term (as defined in the Stockholders Agreement) not commence. All references to the Termination Notice are qualified in their entirety by the full text of such notice, a copy of which is attached hereto as Exhibit 1. Item 7. Materials to be Filed as Exhibits Exhibit 1 -- Notice to Terminate Standstill Provisions from Prometheus Western Retail, LLC to the Issuer, dated as of May 10, 2002 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 16, 2002 PROMETHEUS WESTERN RETAIL, LLC By: Prometheus Western Retail Trust, its sole member By: /s/ Mark S. Ticotin ----------------------------------- Name: Mark S. Ticotin Title: Vice President PROMETHEUS WESTERN RETAIL TRUST By: /s/ Mark S. Ticotin ----------------------------------- Name: Mark S. Ticotin Title: Vice President LF STRATEGIC REALTY INVESTORS L.P. By: Lazard Freres Real Estate Investors L.L.C., as general partner By: /s/ Mark S. Ticotin ----------------------------------- Name: Mark S. Ticotin Title: Managing Principal LAZARD FRERES REAL ESTATE INVESTORS L.L.C. By: /s/ Mark S. Ticotin ------------------------------------ Name: Mark S. Ticotin Title: Managing Principal LAZARD FRERES & CO. LLC By: /s/ Scott D. Hoffman ----------------------------------- Name: Scott D. Hoffman Title: Managing Director SCHEDULE 1 EXECUTIVE OFFICERS AND TRUSTEES OF PROMETHEUS WESTERN RETAIL TRUST The following is a list of the executive officers and the trustees of Prometheus Western Retail Trust ("Trust"), setting forth the present and principal occupation for each such person and the corporation or other organization in which such employment is conducted. The business address of each such person is 30 Rockefeller Plaza, New York, NY 10020 and each person is a citizen of the United States. EXECUTIVE OFFICERS OF TRUST ---------------------------
Name Title Principal Occupation - ---- ----- -------------------- Matthew J. Lustig President of Trust Managing Principal of Lazard Freres Real Estate Investors L.L.C. ("LFREI") and Managing Director of Lazard Freres & Co. LLC John A. Moore Vice President and Chief Managing Principal and Chief Financial Officer of LFREI Financial Officer of Trust Mark S. Ticotin Vice President of Trust Managing Principal of LFREI Marjorie L. Reifenberg Secretary of Trust Principal and General Counsel of LFREI Henry C. Herms Treasurer of Trust Controller of LFREI
TRUSTEES OF TRUST -----------------
Name Principal Occupation - ---- -------------------- Matthew J. Lustig Managing Principal of LFREI and Managing Director of Lazard Freres & Co. LLC John A. Moore Managing Principal and Chief Financial Officer of LFREI Mark S. Ticotin Managing Principal of LFREI
SCHEDULE 2 EXECUTIVE OFFICERS AND MEMBERS OF THE INVESTMENT COMMITTEE OF LAZARD FRERES REAL ESTATE INVESTORS L.L.C. The following is a list of the executive officers and of the members of the investment committee of Lazard Freres Real Estate Investors L.L.C. ("LFREI"), setting forth the present and principal occupation and citizenship for each such person and the corporation or other organization in which such employment is conducted. The business address of each such person is 30 Rockefeller Plaza, New York, NY 10020. Except as otherwise indicated, each such person is a citizen of the United States.
LFREI EXECUTIVE OFFICERS ------------------------ Robert C. Larson Chairman and Managing Principal of LFREI and Managing Director of Lazard Freres & Co. LLC Matthew J. Lustig Managing Principal of LFREI and Managing Director of Lazard Freres & Co. LLC John A. Moore Managing Principal and Chief Financial Officer of LFREI Mark S. Ticotin Managing Principal of LFREI Gary Ickowicz Principal of LFREI Marjorie L. Reifenberg Principal, General Counsel and Secretary of LFREI Douglas N. Wells Principal of LFREI (Citizen of Canada) Andrew E. Zobler Principal of LFREI Henry C. Herms Controller of LFREI
LFREI INVESTMENT COMMITTEE -------------------------- Albert H. Garner Managing Director of Lazard Freres & Co. LLC Steven J. Golub Managing Director of Lazard Freres & Co. LLC Jonathan H. Kagan Managing Director of Lazard Freres & Co. LLC Robert C. Larson Chairman and Managing Principal of LFREI and Managing Director of Lazard Freres & Co. LLC Matthew J. Lustig Managing Principal of LFREI and Managing Director of Lazard Freres & Co. LLC James A. Paduano Managing Director of Lazard Freres & Co. LLC Mark S. Ticotin Managing Principal of LFREI Ali E. Wambold Managing Director of Lazard Freres & Co. LLC
SCHEDULE 3 MEMBERS OF THE MANAGEMENT COMMITTEE OF LAZARD FRERES & CO. LLC Set forth below are the names of each of the members of the management committee of Lazard Freres & Co. LLC. Except as otherwise indicated, the principal occupation for each such person is managing director of Lazard Freres & Co. LLC, the business address of each such person is 30 Rockefeller Plaza, New York, New York 10020 and each person is a citizen of the United States.
Principal Occupation Name (if other than as indicated above) - ---- ---------------------------------- Michael Castellano Norman Eig Steven J. Golub Scott D. Hoffman Kenneth M. Jacobs Deputy Chairman of Lazard; Managing Director and Head of House of Lazard Freres & Co. LLC Gary S. Shedlin David L. Tashjian Charles G. Ward, III President of Lazard Ali E. Wambold
SCHEDULE 4 LAZARD BOARD OF LAZARD LLC Set forth below are the members of the Lazard Board of Lazard LLC, their business address, principal occupation and citizenship:
Principal Occupation Name and Business Address Citizenship - ---- -------------------- ----------- Marcus Agius Deputy Chairman of Lazard; and Chairman and United Kingdom Managing Director of Lazard Brothers & Co., Limited Lazard Brothers & Co., Limited 21 Moorfields London EC2P 2HT United Kingdom Antoine Bernheim Investor France Chairman of Assicurazioni Generali S.p.A. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Gerardo Braggiotti Deputy Chairman of Lazard; Managing Director Italy of Lazard Freres S.A.S., Lazard Freres & Co. LLC and Lazard Brothers & Co., Limited; Vice Chairman of Lazard AB Stockholm and Lazard & C. Srl; Member of Supervisory Board of Lazard & Co. GmbH; and Chairman of Lazard Asesores Financieras S.A. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Michel A. David-Weill Chairman of Lazard and Chairman of the France Lazard Board of Lazard LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020, USA Jean Guyot Investor France Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Kenneth M. Jacobs Deputy Chairman of Lazard; and Managing USA Director and Head of House of Lazard Freres & Co. LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020, USA
Alain Merieux President Directeur General (CEO) France BioMerieux S.A. and BioMerieux Alliance 69280 Marcy L'Etoile France Didier Pfeiffer President du Conseil de Surveillance France Fonds de Garantie des Assurances de Personnes 30-32 rue de Taitbout 75311 Paris Cedex 09 France Bruno M. Roger Chairman and Head of House of Lazard Freres France S.A.S. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Francois Voss Managing Director of Lazard Freres S.A.S. France Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Bruce Wasserstein Head of Lazard and Chief Executive Officer USA of Lazard LLC and Chairman of the Executive Committee of Lazard Strategic Coordination Company LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020, USA
EX-99.1 3 y60915ex99-1.txt NOTICE EXHIBIT 1 PROMETHEUS WESTERN RETAIL, LLC 30 ROCKEFELLER PLAZA NEW YORK, NEW YORK 10020 May 10, 2002 Center Trust, Inc. 3500 Sepulveda Boulevard Manhattan Beach, CA 90266-3696 Attention: Stuart Gulland Re: Notice to Terminate Standstill Provisions Dear Stuart: Reference is made to that certain Stockholders Agreement (the "Stockholders Agreement") dated as of June 1, 1997, as amended, made between Lazard Freres Real Estate Investors L.L.C., LF Strategic Realty Investors L.P., Prometheus Western Retail, LLC ("Prometheus") and Center Trust, Inc. (formerly Alexander Haagen Properties, Inc.) (the "Company"). Capitalized terms used and not otherwise defined herein have the meanings given in the Stockholders Agreement. In accordance with Section 5.1(b) of the Stockholders Agreement, Prometheus hereby provides the Company written notice that Prometheus elects that a Standstill Extension Term not commence (the "Standstill Termination Notice"). Following 90 days after the date of this Standstill Termination Notice, the following provisions of the Stockholders Agreement will automatically terminate and be of no further force and effect: Section 2.1 (Members of the Board), Section 2.2 (Committee Representation; Subsidiary Boards), Section 2.3 (Vacancies), Section 2.4 (Officers), Section 4.1 (Voting Rights), Section 5.1 (Standstill Periods), Section 5.2 (Restrictions During Standstill Period and Standstill Extension Term), Section 5.3 (Restrictions on Transfer) and Section 5.4 (Notice to Company). Save as provided above, the Stockholders Agreement will remain in full force and effect. Please countersign a copy of this letter where indicated below to signify your acknowledgment of and agreement with the contents of this letter and return the signed copy to the attention of Marjorie L. Reifenberg, Esq., Prometheus Western Retail, LLC, 30 Rockefeller Plaza, 50th Floor, New York, NY 10020 (facsimile: (212) 332-5980). Sincerely, Prometheus Western Retail, LLC By: Prometheus Western Retail Trust Its: Sole Member By: /s/ Mark S. Ticotin Title: Vice President Agreed and accepted as of the date set forth above. Center Trust, Inc. By: Name: ------------------------------ Title: ------------------------------ -----END PRIVACY-ENHANCED MESSAGE-----